Eugene Alan Cheng

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Triad Global Asset Management
  Rolling Hills Estates, CA
• 02/2011 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 06/2006 → Present
  Eugene A Cheng
  Rolling Hills Estates, CA
• 07/2021 → 05/2025
  Grove Point Advisors
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Rolling Hills Estates, CA

Previous Registrations

• 2021-07-16 → 2025-05-01
  Grove Point Advisors, Llc
  Rolling Hills Estates, CA
  Rockville, MD
• 2011-02-09 → 2017-08-08
  Grove Point Investments, Llc
  Rolling Hills Estates, CA
  Rockville, MD
• 2009-07-07 → 2011-01-31
  Cantella & Co., Inc.
  Los Angles, CA
  Malden, MA
  Hermosa Beach, CA
• 2006-06-07 → 2009-07-01
  Commonwealth Financial Network
  Los Angeles, CA
  Los Angeles, CA
• 2003-07-01 → 2006-06-07
  Wells Fargo Clearing Services, Llc
  Carlsbad, CA
  Carlsbad, CA
• 1998-03-27 → 2003-07-01
  Prudential Equity Group, Llc
  Encino, CA

Other Businesses

1. 5/2025- Eugene Alan Cheng- Non-Variable Insurance- Inv Rel- At Reported Business Location (s)- 2 Hrs Per Mnth/Trading- Start Date 01/04/2016

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-10-23