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Lawrence Gaylord Mcguire

Red Rock Capital Advisors, LLC

Hibbing, MN

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Current Employers
Red Rock Capital Advisors, Llc

Hibbing, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
  • MN RA
    APPROVED
    Since 2013-11-04

Branch Locations

Hibbing, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Rock Capital Advisors, Llc Hibbing MN 07/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-02
S65 Uniform Investment Adviser Law Examination 1998-10-02
  • S63 Uniform Securities Agent State Law Examination
    1998-10-02
  • S65 Uniform Investment Adviser Law Examination
    1998-10-02
Designations
Other Names
  • Larry Mcguire
  • Lawrence G Mcguire

View on SEC IAPD

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