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William Baker Fowler

Raymond James & Associates, Inc.

Atlanta, GA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-06
GA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 02/2013 Present
Previous Registrations
  • 2009-01-29 → 2013-02-13
    Morgan Keegan & Company, Llc
    Atlanta, GA
  • 2003-04-17 → 2009-02-10
    Citigroup Global Markets Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-27
S63 Uniform Securities Agent State Law Examination 1979-10-25
  • S65 Uniform Investment Adviser Law Examination
    1993-05-27
  • S63 Uniform Securities Agent State Law Examination
    1979-10-25

View on SEC IAPD

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