Roger Scott Sawtelle

Current Employers

Avior Wealth Management, Llc

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-06-17

TX RA
APPROVED

Since 2019-06-17

Branch Locations

9901 Ih-10 West, Suite 745 (Colonnade I Office Building), San Antonio, TX 78230 • United States

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sawtelle Financial Management, Llc	San Antonio	TX	01/2013	04/2019
Nelson Van Denburg & Campbell Wealth Management Group, Llc	Omaha	NE	05/2019	09/2021
Avior Wealth Management, Llc	Omaha	NE	09/2021	Present

01/2013 → 04/2019

Sawtelle Financial Management, Llc

San Antonio, TX
05/2019 → 09/2021

Nelson Van Denburg & Campbell Wealth Management Group, Llc

Omaha, NE
09/2021 → Present

Avior Wealth Management, Llc

Omaha, NE

Previous Registrations

2015-09-16 → 2019-04-29

Sawtelle Financial Management

San Antonio, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-02-26

S63 Uniform Securities Agent State Law Examination

1988-02-26

Designations

View on SEC IAPD