Howard Bruce Brachfeld

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1977 → Present
  Guardian Life Insurance Co Of America
  New York, NY
• 05/1999 → Present
  Park Avenue Securities Llc
  New York, NY
• 06/2024 → Present
  Park Avenue Securities
  Boca Raton, FL
• 06/2024 → Present
  Guardian Life Insurance Company
  Boca Raton, FL

Other Businesses

1. 619 9TH AVE. CORP-apartment building for which I collect rent receipts for residential and commercial tenants., Start: 09/23/2002, Address: 619 9th ave. NY, NY 10036, Hrs per month - Tot/Bus: 5/3, Investment related, >10% annual compensation, 2. HEJAM SALES CORPORATION-Tax entity for accumulating all my 1099s and paying business, Start: 01/01/1996, Address: 96 Crum Creek Road New City, N.Y. 10956, Hrs per month - Tot/Bus: 25/10, Not investment related, >10% annual compensation, 3. Non Guardian Insurance sales-Sales of non Guardian insurance products, such as life, disability, long term care and annuities, Start: 02/01/1977, Address: 20 Squadron Blvd , Suite 280 New City N.Y. 10956, Hrs per month - Tot/Bus: 20/15, Investment related, >10% annual compensation, 4. Trustee of a trust-Act as a trustee for a testamentary trust, Start: 12/06/2016, Address: 96 Crum Creek Road , New City N Y 10956, 3 bus hrs per month, Investment related, 5. Board Member of Woodbridge HOA - Treasurer, Start: 3/1/23, Address: Village of Woodbridge, HOA c/o Hawkeye Mgmt, LLC 1800 NW Corporate Blvd., Ste.200 Boca Raton, FL 33431, 4 total hours per month; 4 during securities trading, Not investment related, No annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-17
• S63 Uniform Securities Agent State Law Examination
  1996-06-11

Designations

• Chartered Financial Consultant