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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-08-04
CA RA APPROVED 2024-08-30
FL RA APPROVED 2024-04-29
NY RA APPROVED 2021-04-16
MI RA APPROVED 2017-09-28
NJ RA APPROVED 2003-01-22
  • DC RA
    APPROVED
    Since 2025-08-04
  • CA RA
    APPROVED
    Since 2024-08-30
  • FL RA
    APPROVED
    Since 2024-04-29
  • NY RA
    APPROVED
    Since 2021-04-16
  • MI RA
    APPROVED
    Since 2017-09-28
  • NJ RA
    APPROVED
    Since 2003-01-22

Branch Locations

20 Squadron Blvd Suite 280, New City, NY 10956 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America New York NY 02/1977 Present
Park Avenue Securities Llc New York NY 05/1999 Present
Park Avenue Securities Boca Raton FL 06/2024 Present
Guardian Life Insurance Company Boca Raton FL 06/2024 Present
  • 02/1977 → Present
    Guardian Life Insurance Co Of America
    New York, NY
  • 05/1999 → Present
    New York, NY
  • 06/2024 → Present
    Park Avenue Securities
    Boca Raton, FL
  • 06/2024 → Present
    Guardian Life Insurance Company
    Boca Raton, FL
Other Businesses

1. 619 9TH AVE. CORP-apartment building for which I collect rent receipts for residential and commercial tenants., Start: 09/23/2002, Address: 619 9th ave. NY, NY 10036, Hrs per month - Tot/Bus: 5/3, Investment related, >10% annual compensation, 2. HEJAM SALES CORPORATION-Tax entity for accumulating all my 1099s and paying business, Start: 01/01/1996, Address: 96 Crum Creek Road New City, N.Y. 10956, Hrs per month - Tot/Bus: 25/10, Not investment related, >10% annual compensation, 3. Non Guardian Insurance sales-Sales of non Guardian insurance products, such as life, disability, long term care and annuities, Start: 02/01/1977, Address: 20 Squadron Blvd , Suite 280 New City N.Y. 10956, Hrs per month - Tot/Bus: 20/15, Investment related, >10% annual compensation, 4. Trustee of a trust-Act as a trustee for a testamentary trust, Start: 12/06/2016, Address: 96 Crum Creek Road , New City N Y 10956, 3 bus hrs per month, Investment related, 5. Board Member of Woodbridge HOA - Treasurer, Start: 3/1/23, Address: Village of Woodbridge, HOA c/o Hawkeye Mgmt, LLC 1800 NW Corporate Blvd., Ste.200 Boca Raton, FL 33431, 4 total hours per month; 4 during securities trading, Not investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-17
S63 Uniform Securities Agent State Law Examination 1996-06-11
  • S65 Uniform Investment Adviser Law Examination
    2000-11-17
  • S63 Uniform Securities Agent State Law Examination
    1996-06-11
Designations

View on SEC IAPD

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