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445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-20 |
Branch Locations
3006 Campbell Street, Suite 2, Sandusky, OH 44870 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
3006 Campbell Street Suite 2, Sandusky, OH 44870 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 03/1967 | 11/2018 |
| John Hancock Mutual Life Insurance Compa | Boston | MA | 03/1967 | 11/2018 |
| Signature Financial Group Llc | Columbus | OH | 12/2006 | Present |
| Royal Alliance Associates, Inc. | Sandusky | OH | 11/2018 | Present |
| Signature Equity Partners, Llc | Sandusky | OH | 08/2023 | Present |
1. PHOENIX FINANCIAL GROUP POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 04/09/2020 ADDRESS: 2419 E Perkins Ave, Suite D, Sandusky OH 44870, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2. PHOENIX FINANCIAL GROUP POSITION: I conduct investment and insurance business under this business name NATURE: Registered Trade Name: Phoenix Financial Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/09/2020 ADDRESS: 2419 E Perkins Ave, Suite D, Sandusky OH 44870, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. Gary C Yontz Sr Notary Public Notary Public - State of Ohio NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/09/2020 ADDRESS: 2419 E Perkins Ave, Suite D, Sandusky OH 44870, United States DESCRIPTION: Notary 4. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 86 SECURITIES TRADING HOURS: 70 START DATE: 08/20/2023 ADDRESS: 2419 E Perkins Avenue, Suite D, Sandusky OH 44870, United States DESCRIPTION: Sales/marketing of investment advisory products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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