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Current Employers
Signature Equity Partners, Llc

445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-20
  • OH RA
    APPROVED
    Since 2023-08-20

Branch Locations

3006 Campbell Street, Suite 2, Sandusky, OH 44870 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-11-02
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

3006 Campbell Street Suite 2, Sandusky, OH 44870 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 03/1967 11/2018
John Hancock Mutual Life Insurance Compa Boston MA 03/1967 11/2018
Signature Financial Group Llc Columbus OH 12/2006 Present
Royal Alliance Associates, Inc. Sandusky OH 11/2018 Present
Signature Equity Partners, Llc Sandusky OH 08/2023 Present
  • 03/1967 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 03/1967 → 11/2018
    John Hancock Mutual Life Insurance Compa
    Boston, MA
  • 12/2006 → Present
    Signature Financial Group Llc
    Columbus, OH
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Sandusky, OH
  • 08/2023 → Present
    Sandusky, OH
Previous Registrations
  • 2010-04-01 → 2018-11-02
    Signator Investors, Inc.
    Sandusky, OH
    Sandusky, OH
Other Businesses

1. PHOENIX FINANCIAL GROUP POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 04/09/2020 ADDRESS: 2419 E Perkins Ave, Suite D, Sandusky OH 44870, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2. PHOENIX FINANCIAL GROUP POSITION: I conduct investment and insurance business under this business name NATURE: Registered Trade Name: Phoenix Financial Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/09/2020 ADDRESS: 2419 E Perkins Ave, Suite D, Sandusky OH 44870, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. Gary C Yontz Sr Notary Public Notary Public - State of Ohio NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/09/2020 ADDRESS: 2419 E Perkins Ave, Suite D, Sandusky OH 44870, United States DESCRIPTION: Notary 4. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 86 SECURITIES TRADING HOURS: 70 START DATE: 08/20/2023 ADDRESS: 2419 E Perkins Avenue, Suite D, Sandusky OH 44870, United States DESCRIPTION: Sales/marketing of investment advisory products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-12-30

View on SEC IAPD

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