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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-01 |
| TX | RA | APPROVED_RES | 2021-11-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas J Birch Financial Advisory Servic | San Rafael | CA | 01/1996 | 02/2026 |
| Newedge Securities, Llc | Pittsburgh | PA | 05/2004 | Present |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 05/2004 | 11/2021 |
| Newedge Advisors, Llc. | New Orleans | LA | 11/2021 | Present |
1)FIXED INSURANCE BUSINESS~NON-INVESTMENT RELATED~1683 NOVATO BLVD.STE 2,NOVATO,CA 94947~INSURANCE SALES~INSURANCE AGENT~NOV 1972~25HRS PER MONTH~25HRS DURING MARKET PER MONTH~PROVIDE INSURANCE PRODUCTS 2) Pacific Pointe Advisors ~MARCH 2017~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, LLC~AS A REGSITERED REPRESENTATIVE OF NEWEDGE SECURITIES, LLC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 2 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 0 HOURS DURING NON-TRADING HOURS. 3)Thomas J Birch Family Trust*No Invest*Novato CA*Trustee*Trustee for my own family trust. Approved already just not documented. See on TNS approval*1/1/12*1 hr per mnth/1 trade*trustee for my own trust 4)Thomas J Birch Financial LLC 401K-No invest*Novato, CA*Trustee*Employee benefit 401k plan*1/1/22*1 hr per mnth-during trade*Administrator 401k plan 5) Pacific Pointe Advisors ~Nov 2021~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE ADVISORS, LLC~160 hrs
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-14 |
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