Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2005-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 06/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1990 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR OCCASIONAL SALES OF LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER OF TAKING ROCK CONCERT PHOTOGRAPHY. START DATE 6/22/2014, 1 HOUR/MONTH. 3. NBZ INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/28/2018, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 4. GAL 2:20, LLC, LEGAL ENTITY, START DATE: 4/30/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. CHAIR OF THE RESOURCE DEVELOPMENT COMMITTEE, FIRST PRESBYTERIAN DAY SCHOOL, 5671 CALVIN DR, MACON, , GEORGIA, 31210, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 07/19/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER - BOARD OF TRUSTEES, CHAIR - RESOURCE DEVELOPMENT COMMITTEE, non-investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-10 |
Reach out to this advisor