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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
NJ RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

701 U.S. Hwy 1, Suite 401, North Palm Beach, FL 33408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. North Palm Beach FL 01/2015 03/2017
Mml Investors Services, Llc North Palm Beach FL 03/2017 Present
Massmutual Life Insurance Co North Palm Beach FL 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    North Palm Beach, FL
  • 03/2017 → Present
    North Palm Beach, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    North Palm Beach, FL
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    North Palm Beach, FL
  • 2000-05-08 → 2015-01-02
    New England Securities
    Jacksonville, FL
    North Palm Beach, FL
    Palm Beach Gardens, FL
Other Businesses

(1) Independent Insurance Agent - from business address - Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care Group Medical Insurance -12 security hours and 0 non security hours - since 01/1970 (2). Partner-DBA S and C Brokerage-from business address-0 hrs sec, 0hrs nonsec-since 03/1987 (3) independent insurance agent from business address S and C Brokerage 1 hour securities life accident and health- LTC - group medical products since 3/1987 (4)Name: South Florida Financial Services Inv rel: Y Add: 701 US 1, Suite 410, North Palm Beach, FL 33408 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 01/01/1985 No. HR/MO: 12 No. HR/MO during SEC trading: 0 Duties: Life, Disability, Long-term care, Group Benefits, Fixed annuities, and Health.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11

View on SEC IAPD

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