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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-05-30
  • FL RA
    APPROVED
    Since 2008-05-30

Branch Locations

7077 Bonneval Rd Ste 380, Jacksonville, FL 32216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Des Moines IA 02/1989 Present
Principal Life Insurance Comp Des Moines IA 07/1998 Present
  • 02/1989 → Present
    Princor Financial Services Corporation
    Des Moines, IA
  • 07/1998 → Present
    Principal Life Insurance Comp
    Des Moines, IA
Other Businesses

**International Cooperating Ministries; Not Investment Related; Director of Partnership Review - Russia and Former Soviet Republics; ; Start Date: ; 30 hrs per month; during trading hours. **First Coast Women's Services; Not Investment Related; 11215 San Jose Blvd, Jacksonville, FL 32223; Board Member; Advisory only; Start Date: 01/01/2018; 0 hrs per month; 0 during trading hours. **Fixed Insurance; Investment Related; Jacksonville, FL; Agent; Life, LTC, Annuities, DI, Health, Medical; Start Date: 07/01/2019; 16 hrs per month; 16 during trading hours. **RITA'S WORLD LLC POSITION: Officer NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 4590 Ortega Island Drive, Jacksonville FL 32210, United States DESCRIPTION: My wife runs this small business out of our home. I am an officer because we established a corporation which required 2 officers. I am on the checking account for this same reason. I am not involved with any financial decisions, will not be writing any checks, and truly have no part of the business operations. **SAMUEL C. TAYLOR FOUNDATION POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 02/15/2022 ADDRESS: 6601 Chester Ave., jacksonville FL 32217, United States DESCRIPTION: Board Member, no access to funds or investments. Client of mine since 1992.

Designations

View on SEC IAPD

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