Phillip Ernest Cook

Current Employers

Employment History

• 07/2007 → Present
  Mogul Wealth Management, Inc.
  Torrance, CA
• 07/2007 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 06/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2022 → 03/2025
  Lpl Financial Llc
  Manhattan Beach, CA
• 05/2026 → Present
  Private Client Services
  Manhattan Beach, CA

Previous Registrations

• 2007-07-23 → 2009-12-09
  Girard Securities, Inc.
  Anaheim Hills, CA
  Manhattan Beach, CA
  San Diego, CA
  Torrance, CA
• 2005-06-10 → 2007-08-17
  Cambridge Investment Research Advisors, Inc.
  Torrence, CA
• 1997-07-08 → 2005-06-17
  Cetera Wealth Services, Llc
  Torrance, CA

Other Businesses

1) Mogul Wealth Management; investment-related; 818 Manhattan Beach Blvd., Suite 200, Manhattan Beach, CA 90266; RIA; IAR; start date 2007; 20 hours per month; 10 hours per month during trading hours. 2) Generation Finance Technology DBA 2nd Wallet; not investment-related; New York City; A New York based, women-led fintech startup focusing on secure, cloud-based, patented enterprise API technology; investor; 0 hours per month. 3) 818 MBB, LLC; investment-related; 818 Manhattan Beach Blvd., Suite 200 Manhattan Beach, CA 90266; real estate: rental property; 54% owner of two-story office building in Manhattan Beach, CA; start date 2007; 5 hours per month, 0 hours per month during trading hours. 4) Rental property; investment-related; 129 1st Place, Manhattan Beach, CA; renter of one unit in a duplex I own; owner/landlord; 2 hours per month; 0 hours per month during trading hours. 5) Arlington Building; investment-related; 22937 Arlington Ave, Torrance CA 90501; real estate: office building, rental property; owner; 1 hour per month; 1 hour per month during trading hours. 6) Aspiring Actor; not investment-related; 818 Manhattan Beach Blvd, Suite 200; Manhattan Beach, CA 90266; creating an array of characters; actor; 5 hours per month; 0 hours per month during trading hours. 7) Kiwanis Club of Manhattan Beach; not investment-related; 818 Manhattan Beach Blvd., Suite 200, Manhattan Beach, CA 90266; nonprofit volunteer organization since 1988, dedicated to serving the South Bay community by improving the lives of children; member; 2 hours per month; 0 hours per month during trading hours. 8) Kiwanis Club of Torrance; not investment-related; 818 Manhattan Beach Blvd, Suite 200, Manhattan Beach, CA 90266; nonprofit volunteer organization since 1988, dedicated to serving the South Bay community by improving the lives of children; treasurer; 2 hours per month; 0 hours per month during trading hours. 9) South Bay Estate Planning Council; investment-related; PO Box 753, Palos Verdes Estates, CA 90274; a nonprofit dedicated to enhancing the proficiency of advisors who are active in the field of estate planning; member; 2 hours per month; 0 hours per month during trading hours. 10) Torrance Condo; investment-related; 23930 Los Codona Ave #123, Torrance, CA 90505; real estate: condo rental; owner; 0 hours per month. 11) The Torrance Memorial PAC; not investment-related; 3330 Lomita Blvd, Torrance, CA 90505; a dedicated volunteer group of estate planning attorneys, accountants, financial planners, fiduciaries, and life care managers; member; 2 hours per month; 0 hours per month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-22

Other Names

• Phil Cook
• Phillip Ernest Cook
• Phillip Ernest Cook