David Allen Moore

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 01/2024
  Woodbury Financial Services, Inc
  Alpharetta, GA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Cumming, GA

Previous Registrations

• 2011-06-20 → 2024-01-19
  Woodbury Financial Services, Inc.
  Alpharetta, GA
  College Grove, TN
  Cumming, GA
• 2008-11-25 → 2011-06-17
  Equitable Advisors, Llc
  Alpharetta, GA
  Alpharetta, GA
  Atlanta, GA
• 2003-02-04 → 2008-12-03
  Woodbury Financial Services, Inc.
  San Antonio, TX
  Canton, GA
  Columbus, GA

Other Businesses

1) DAVID MOORE POSITION: Insurance agent NATURE: INSURANCE AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1972 ADDRESS: 6655 Vickery Post Lane, Cumming GA 30040, United States DESCRIPTION: SELL/SERVICE FIXED PRODUCTS: LIFE, LTC, DISABILITY POLICIES

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-28
• S63 Uniform Securities Agent State Law Examination
  1983-07-26

Other Names

• Dave Moore