David Bennett

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1974 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mento, OH
• 12/2009 → Present
  Bank Of America, Na
  Mentor, OH

Other Businesses

I*86347 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NEW DIRECTIONS FOR LIVING INVESTMENT RELATED: N ADDRESS OF BUSINESS: MENTOR, OHIO 44060 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2010 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT OF THE BOARD. CHAIR MEETINGS TO OVERSEE DIRECTOR, EMPLOYEES, AND PROGRAM. I*86347 For profit or not for profit: Non-Profit Organization Name of outside business organization: WESTERN RESERVE COMMUNITY DEVELOPMENT CORP Address of business: PAINESVILLE, Ohio 44077 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2010 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: CO-PRESIDENT OF THE BOARD. CHAIR MEETINGS TO OVERSEE DIRECTOR, EMPLOYEES, AND PROGRAM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-02
• S63 Uniform Securities Agent State Law Examination
  1985-09-24

Other Names

• David Bennett
• David William Bennett