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Stanley Earnest Pyndus

Shade Tree Partners LLC

Dallas, TX

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Current Employers
Shade Tree Partners Llc

13140 Coit 115, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-07-30
  • TX RA
    APPROVED
    Since 2009-07-30

Branch Locations

13140 Coit 115, Dallas, TX 75240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Shade Tree Partners Llc Dallas TX 07/2009 Present
Previous Registrations
  • 2008-07-03 → 2010-05-25
    Evolve Securities, Inc.
    Dallas, TX
  • 2010-05-10 → 2010-05-25
    Evolve Investment Advisors
    Austin, TX
  • 2007-04-02 → 2008-07-23
    Morgan Stanley & Co. Llc
    Plano, TX
  • 1991-06-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Plano, TX
    Plano, TX
Other Businesses

SHADE TREE PARTNERS LLC, INVESTMENT RELATED, INVESTMENT ADVIOSRY TO QUALIFIED PLANS, PARTNER, JULY 2009, 10 HOURS PER WEEK, 1-2 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-08
S63 Uniform Securities Agent State Law Examination 1979-06-27
  • S65 Uniform Investment Adviser Law Examination
    1992-12-08
  • S63 Uniform Securities Agent State Law Examination
    1979-06-27
Other Names
  • Bodie Pyndus

View on SEC IAPD

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