Roger Lynn Merrill

Current Employers

Employment History

• 10/2007 → 09/2019
  Commonwealth Financial Network
  Waltham, MA
• 10/2007 → Present
  Merrill Financial Associates
  Provo, UT
• 09/2019 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2003-08-27 → 2007-10-08
  Northwestern Mutual Investment Services, Llc
  Provo, UT

Other Businesses

1. Fixed insurance sales, as of 1974, 10% of time spent during business hours; Conducted at branch; Investment related. 2. MAM-KAM, LLC, General Manager of family owned private entity created for family estate planning purposes; as of 2006, less than 1% of time spent during business hours, Not conducted at branch; Not investment related. 3. MAM-GSM, LLC, General Manager of family owned private entity created for family estate planning purposes; as of 2006, less than 1% of time spent during business hours, Not conducted at branch; Not investment related. 4. MAM-RSM, LLC, General Manager of family owned private entity created for family estate planning purposes; as of 2006, less than 1% of time spent during business hours, Not conducted at branch; Not investment related. 5. Little Caribbean, LLC; Member and Part Owner of private entity est. as a holding company for a house boat; as of 2010, 0% of time spent during business hours, Not conducted at branch; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-08
• S65 Uniform Investment Adviser Law Examination
  1999-12-13
• S63 Uniform Securities Agent State Law Examination
  1984-05-17

Designations