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John Decker Mueller

Osaic Wealth, Inc.

Saint Paul, MN

CRD 802928

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-03
  • MN RA
    APPROVED
    Since 2023-11-03

Branch Locations

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Saint Paul MN 01/1998 11/2023
Diversified Financial Advisory Group St. Paul MN 12/2015 Present
Osaic Wealth, Inc. Saint Paul MN 11/2023 Present
  • 01/1998 → 11/2023
    Fsc Securities Corporation
    Saint Paul, MN
  • 12/2015 → Present
    Diversified Financial Advisory Group
    St. Paul, MN
  • 11/2023 → Present
    Saint Paul, MN
Previous Registrations
  • 1998-01-13 → 2023-11-03
    Fsc Securities Corporation
    Saint Paul, MN
  • 2015-12-18 → 2016-12-15
    Diversified Financial Advisory Group, Inc.
    St. Paul, MN
    West Des Moines, IA
Other Businesses

1)INSURANCE BUSINESS - AGENT - OCCASIONAL LTC AND VARIABLE BUSINESS DBA - MUELLER FINANCIAL GROUP 2) MUELLER FINANCIAL GROUP POSITION: Statutory Agent - NATURE: Other - DBA for individual agent INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1975 ADDRESS: 46 Hilltop Lane St. Paul, MN 55116, SAINT PAUL MN 55116, United States DESCRIPTION: write applications as situation occurs, life insurance, annuities, LTC. 3) MUELLER FINANCIAL GROUP POSITION: INSURANCE AGENT NATURE: SOLE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/21/2010 ADDRESS: 46 HILTOP LANE, SAINT PAUL MN 55116, United States DESCRIPTION: LIFE INSURANCEANNUITIESLTC INSURANCE 4) MUELLER FINANCIAL GROUP POSITION: agent NATURE: single agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1975 ADDRESS: 46 Hilltop Lane, Saint Paul MN 55116, United States DESCRIPTION: Life Ins agent Fixed Annuity Agent LTC agent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-05
  • S63 Uniform Securities Agent State Law Examination
    2016-03-05

View on SEC IAPD

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