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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Saint Paul | MN | 01/1998 | 11/2023 |
| Diversified Financial Advisory Group | St. Paul | MN | 12/2015 | Present |
| Osaic Wealth, Inc. | Saint Paul | MN | 11/2023 | Present |
1)INSURANCE BUSINESS - AGENT - OCCASIONAL LTC AND VARIABLE BUSINESS DBA - MUELLER FINANCIAL GROUP 2) MUELLER FINANCIAL GROUP POSITION: Statutory Agent - NATURE: Other - DBA for individual agent INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1975 ADDRESS: 46 Hilltop Lane St. Paul, MN 55116, SAINT PAUL MN 55116, United States DESCRIPTION: write applications as situation occurs, life insurance, annuities, LTC. 3) MUELLER FINANCIAL GROUP POSITION: INSURANCE AGENT NATURE: SOLE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/21/2010 ADDRESS: 46 HILTOP LANE, SAINT PAUL MN 55116, United States DESCRIPTION: LIFE INSURANCEANNUITIESLTC INSURANCE 4) MUELLER FINANCIAL GROUP POSITION: agent NATURE: single agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1975 ADDRESS: 46 Hilltop Lane, Saint Paul MN 55116, United States DESCRIPTION: Life Ins agent Fixed Annuity Agent LTC agent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-05 |
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