Joseph Anthony Pantuosco

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-06-26

TX RA
APPROVED_RES

Since 2017-06-26

Branch Locations

200 N Main St Ste 1202, East Longmeadow, MA 01028-2399 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	East Longmeadow	MA	07/2006	03/2020
Ameriprise Financial Services, Inc.	East Longmeadow	MA	09/2005	03/2020
Ameriprise Financial Services, Llc	East Longmeadow	MA	03/2020	Present

07/2006 → 03/2020

Ameriprise Financial Services, Inc.

East Longmeadow, MA
09/2005 → 03/2020

Ameriprise Financial Services, Inc.

East Longmeadow, MA
03/2020 → Present

Ameriprise Financial Services, Llc

East Longmeadow, MA

Other Businesses

Real Estate Ownership; Commercial; 200 North Main Street, East Longmeadow MA (office condo), ,; ; . Independent Insurance Brokering; New York Life Insurance and Annuity Company; 02/15/2016; .

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-01-12

S63 Uniform Securities Agent State Law Examination

1988-01-12

Other Names

Joe Pantuosco
Joseph A Pantuosco

View on SEC IAPD