Douglas Brian Richmond

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-01-24
VA	RA	APPROVED	2025-01-24

NC RA
APPROVED

Since 2025-01-24
VA RA
APPROVED

Since 2025-01-24

Branch Locations

430 Davis Drive Suite 110, Morrisville, NC 27560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Morrisville	NC	06/1998	01/2025
Osaic Wealth, Inc.	Morrisville	NC	01/2025	Present

06/1998 → 01/2025

Lincoln Financial Advisors Corporation

Morrisville, NC
01/2025 → Present

Osaic Wealth, Inc.

Morrisville, NC

Previous Registrations

2000-05-09 → 2025-01-24

Osaic Fa, Inc.

Morrisville, NC

Raleigh, NC

Morrisville, NC

Raleigh, NC

Morrisville, NC

Richmond, VA

Other Businesses

1)DOUGLAS RICHMOND.CBIZ 430 DAVIS DRIVE SUITE 110 MORRISVILLE, NC, 27560 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, LIFE SETTEMENTS, PREMIUM FINANCING AND TRADITIONAL LIFE INSURANCE. START DATE: 8/2010 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-24
S63	Uniform Securities Agent State Law Examination	1998-01-23

S65 Uniform Investment Adviser Law Examination

1998-01-24
S63 Uniform Securities Agent State Law Examination

1998-01-23

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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