Jerry Gale Duncan

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-12-18
NE	RA	APPROVED	2025-12-15
TX	RA	APPROVED_RES	2025-12-09
AL	RA	APPROVED	2025-12-08

NH RA
APPROVED

Since 2025-12-18
NE RA
APPROVED

Since 2025-12-15
TX RA
APPROVED_RES

Since 2025-12-09
AL RA
APPROVED

Since 2025-12-08

Branch Locations

2005 Stonegate Trail Suite 101, Birmingham, AL 35242 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Birmingham	AL	09/2007	07/2021
Stonegate Investment Group, Llc	Birmingham	AL	07/2021	12/2025
Newedge Advisors, Llc	New Orleans	LA	12/2025	Present

09/2007 → 07/2021

Ubs Financial Services Inc.

Birmingham, AL
07/2021 → 12/2025

Stonegate Investment Group, Llc

Birmingham, AL
12/2025 → Present

Newedge Advisors, Llc

New Orleans, LA

Previous Registrations

2021-07-09 → 2025-12-04

Stonegate Investment Group, Llc

Birmingham, AL
2007-09-14 → 2021-07-20

Ubs Financial Services Inc.

Birmingham, AL

Weehawken, NJ

Birmingham, AL

Birmingham, AL
1993-08-01 → 2007-09-20

Citigroup Global Markets Inc.

Birmingham, AL

Birmingham, AL

Other Businesses

1. NewEdge Advisors, LLC - DBA Stonegate Investment Group; Investment related; Birmingham, AL; Start date 12/2025; 160 total hours; 160 trading hours; Investment Advisor Representative

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-08-09

S63 Uniform Securities Agent State Law Examination

1985-08-09

View on SEC IAPD