Douglas Hammond Lemon

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2005-03-28

MS RA
APPROVED

Since 2005-03-28

Branch Locations

Richland, MS • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Florence	MS	02/1999	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present

02/1999 → Present

Cambridge Investment Research, Inc.

Florence, MS
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

1996-07-15 → 2002-09-04

Bts Asset Management, Inc.

Florence, MS

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/11/1999

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-02-06

S63 Uniform Securities Agent State Law Examination

1984-02-06

View on SEC IAPD