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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-12-23
TX RA APPROVED 2020-11-03
  • NE RA
    APPROVED
    Since 2020-12-23
  • TX RA
    APPROVED
    Since 2020-11-03

Branch Locations

100 Austin Ave Suite 105, Weatherford, TX 76086 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Springer Financial Services Weatherford TX 09/1974 Present
Kms Financial Services, Inc Seattle WA 11/2011 10/2020
Advisory Services Network, Llc Atlanta GA 10/2020 Present
  • 09/1974 → Present
    Springer Financial Services
    Weatherford, TX
  • 11/2011 → 10/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 10/2020 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2011-11-15 → 2020-10-30
    Kms Financial Services, Inc.
    Seattle, WA
    Weatherford, TX
  • 1985-08-30 → 2011-05-05
    Fsc Securities Corporation
    Hudson Oaks, TX
  • 2006-06-13 → 2010-12-31
    Cox-Springer Finanial Advisors
    Weatherford, TX
Other Businesses

**SPRINGER TAX SERVICES - NON-INVESMENT RELATED - 100 AUSTIN AVE, STE, 105, WEATHERFORD, TX - TAX PREP - OWNER - 1966 - 2 HRS/MO - NONE DURING TRADING - INCOME TAX PREPARATION **MCVEAN TRADING AND INVESTMENTS - INVESTMENT RELATED - 100 AUSTIN AVE, STE. 105, WEATHERFORD, TX - COMMODITIES - SALES ASSOCIATE - 1995 - 5 HRS/MO - 0 HRS/MO DURING TRADING - RAISE MONEY FROM HIGH NET WORTH INVESTORS **INSURANCE SALES - NON-INVESTMENT RELATED - SAME ADDRESS - INSURANCE - AGENT/CONTRACTOR - 1974 - LESS THAN 1 HR/MO - NOT DURING TRADING - MAINTENANCE OF INSURANCE SOLD PREVIOUSLY **UNIVERSITY OF NORTH TEXAS - FOUNDATION ADVISORY BOARD MEMBER - INVESTMENT RELATED - 1155 UNION CIRCLE #311250 DENTON TX 76203-5017 - BOARD MEMBER OF INVESTMENT, TRUST MANAGEMENT AND REAL ESTATE COMMITTEES. 4 HR/MO, 4 HR/MO DURING TRADING, 1/2014. **COMMITTEE MEMBER, UNIVERSITY OF NORTH TEXAS FOUNDATION BOARD - NOT INVESTMENT RELATED - 2 HR/MO, 2 HR/MO DURING TRADING - 2000.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-21
S63 Uniform Securities Agent State Law Examination 1984-07-26
  • S65 Uniform Investment Adviser Law Examination
    1994-01-21
  • S63 Uniform Securities Agent State Law Examination
    1984-07-26
Other Names
  • Drew Alan Springer

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