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Jerome Charles Prentice

Eagle Strategies LLC

Burke, VA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2002-01-14
  • VA RA
    APPROVED
    Since 2002-01-14

Branch Locations

6003 Wilmington Dr, Burke, VA 22015-3823 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Falls Church VA 11/1973 Present
Nylife Securities Llc Falls Church VA 10/1982 Present
The Prentice Group Vienna VA 02/2009 Present
Avenue Wealth, Llc Vienna VA 12/2014 09/2019
Avenue Wealth Vienna VA 08/2023 Present
Eagle Strategies Llc Vienna VA 01/2002 Present
  • 11/1973 → Present
    New York Life
    Falls Church, VA
  • 10/1982 → Present
    Nylife Securities Llc
    Falls Church, VA
  • 02/2009 → Present
    The Prentice Group
    Vienna, VA
  • 12/2014 → 09/2019
    Avenue Wealth, Llc
    Vienna, VA
  • 08/2023 → Present
    Avenue Wealth
    Vienna, VA
  • 01/2002 → Present
    Vienna, VA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 8075 Leesburg Pike, Suite 400 Vienna, VA 22182; Start Date 12/2014; Role/Title: Financial Adviser; Investment Related; 160 hours per month; 120 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF AVENUE WEALTH FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (VIENNA, VA); START DATE: 08/2023] [OPERATING UNDER THE DBA NAME OF THE PRENTICE GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER] [Prentice Farms; Wheat Farm; 840 Glenn Ct, Phoenixville, PA 19460; Start Date: 09/2002; Role/Title: Owner; Not investment related]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-04
  • S63 Uniform Securities Agent State Law Examination
    1984-10-04

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