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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-04-10
TX RA APPROVED 2014-09-11
AR RA APPROVED 2013-06-25
  • OK RA
    APPROVED
    Since 2018-04-10
  • TX RA
    APPROVED
    Since 2014-09-11
  • AR RA
    APPROVED
    Since 2013-06-25

Branch Locations

Bryant, AR • United States

101 Dentista Dr Ste K, Hot Springs Village, AR 71909 • United States

36 Rahling Cir Ste 2, Little Rock, AR 72223-9187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Little Rock AR 06/2006 03/2020
Ameriprise Financial Services, Llc Hot Springs Village AR 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 63 Kennedy St, , Magainze, AR, 72943; Not Investment-Related; 05/01/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-07
  • S66 Uniform Combined State Law Examination
    2013-05-07
Other Names
  • Kymberlie Rhudean Franse
  • Kymberlie Rhudean Kelso
  • Kymberlie Rhudean Jones
  • Kymberlie Reed

View on SEC IAPD

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