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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2018-04-10 |
| TX | RA | APPROVED | 2014-09-11 |
| AR | RA | APPROVED | 2013-06-25 |
Branch Locations
101 Dentista Dr Ste K, Hot Springs Village, AR 71909 • United States
36 Rahling Cir Ste 2, Little Rock, AR 72223-9187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Little Rock | AR | 06/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Hot Springs Village | AR | 03/2020 | Present |
Real Estate Ownership; Single Family; 63 Kennedy St, , Magainze, AR, 72943; Not Investment-Related; 05/01/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-07 |
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