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Thomas Allen Lytle

Lytle Investments

Grand Island, NY

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Current Employers
Lytle Investments

101 Lang Boulevard, Grand Island, NY 14072 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
  • NY RA
    APPROVED
    Since 2021-05-07

Branch Locations

101 Lang Boulevard, Grand Island, NY 14072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lytle Associates Inc. Grand Island NY 07/1974 12/2017
Lytle Investment Services Corp. Grand Island NY 03/1985 Present
Royal Alliance Associates, Inc. Grand Island NY 01/1992 06/2023
Summit Consultants & Advisors, Llc Niagara Falls NY 12/2009 12/2017
Mot, Llc(D/B/A Lytle Associates) Grand Island NY 01/2018 Present
Osaic Wealth, Inc Grand Island NY 06/2023 Present
  • 07/1974 → 12/2017
    Lytle Associates Inc.
    Grand Island, NY
  • 03/1985 → Present
    Lytle Investment Services Corp.
    Grand Island, NY
  • 01/1992 → 06/2023
    Royal Alliance Associates, Inc.
    Grand Island, NY
  • 12/2009 → 12/2017
    Summit Consultants & Advisors, Llc
    Niagara Falls, NY
  • 01/2018 → Present
    Mot, Llc(D/B/A Lytle Associates)
    Grand Island, NY
  • 06/2023 → Present
    Osaic Wealth, Inc
    Grand Island, NY
Previous Registrations
  • 2006-10-17 → 2011-12-31
    Lytle Investments
    Grand Island, NY
Other Businesses

1) MOT, LLC D/B/A/LYTLE ASSOCIATES POSITION: Independent Contractor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2018 ADDRESS: 101 Lang Boulevard, Grand Island NY 14072, United States DESCRIPTION: sell group medical, dental, life & disability insurance and individual life insurance, long term care and fixed annuities. 2) LYTLE INVESTMENTS POSITION: Independent Investment Advisory Representative NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2018 ADDRESS: 101 Lang Boulevard Grand Island, NY 14072, Grand Island NY 14072, United States DESCRIPTION: manage client investments 3)TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 4209 Lower River Road, Youngstown NY 14174, United States DESCRIPTION: Trustee 4) EXECUTOR POSITION: Executor NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2022 ADDRESS: 4209 Lower River Rd., Youngstown NY 14174, United States DESCRIPTION: executor duties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-20
  • S63 Uniform Securities Agent State Law Examination
    1998-11-20
Other Names
  • Tom Lytle

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