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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
382 S. Koeller St. Suite B, Oshkosh, WI 54902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Oshkosh | WI | 02/1982 | 11/2024 |
| Lpl Enterprise, Llc | Oshkosh | WI | 11/2024 | Present |
1) 02/27/2025 - Husman Agency - Non-Variable Insurance - Sales of Fixed Annuities - INV Related - At Oshkosh, WI - Start Date 01/03/1984 - 5hrs/mth - 0hrs During Trading 2) 02/27/2025 - Husman Farms - Farm - Rental of Farm Land - Not INV Related - At Franksville, WI - Start Date 06/01/1994 - 1hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-03 |
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