Raymond Andrew Thompson

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1983 → 12/2021
  Dorsey & Company, Inc.
  New Orleans, LA
• 12/2021 → Present
  Prospera Financial Services Inc
  Dallas, TX

Previous Registrations

• 2006-07-20 → 2021-12-31
  Dorsey & Company, Inc.
  New Orleans, LA
  New Orleans, LA

Other Businesses

Mr. Thompson is Officer, President of Save Harahan located at 185 Macque Dr., Harahan, LA 70123. This business is not investment related spending 1-9% of his weekly time conducting this business. Not during market hours and no compensation at this time. Dorsey & Company; Investment Related - Yes; 2121 Airline Dr, Ste 160, Metairie, LA 70001; DBA; Financial Advisor; 10/2021; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-03-11
• S63 Uniform Securities Agent State Law Examination
  1981-05-18