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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-11 |
| LA | RA | APPROVED | 2021-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dorsey & Company, Inc. | New Orleans | LA | 07/1983 | 12/2021 |
| Prospera Financial Services Inc | Dallas | TX | 12/2021 | Present |
Mr. Thompson is Officer, President of Save Harahan located at 185 Macque Dr., Harahan, LA 70123. This business is not investment related spending 1-9% of his weekly time conducting this business. Not during market hours and no compensation at this time. Dorsey & Company; Investment Related - Yes; 2121 Airline Dr, Ste 160, Metairie, LA 70001; DBA; Financial Advisor; 10/2021; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-18 |
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