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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Mifflinburg | PA | 03/1994 | 11/2023 |
| Osaic Wealth, Inc. | Lewisburg | PA | 11/2023 | Present |
1) DBA: SHROM ASSOCIATES; 2) SHROM ASSOCIATES OR DAVID L SHROM POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/04/1992 ADDRESS: 802 Hillcrest Lane, Lewisburg PA 17837, United States DESCRIPTION: life insurance sales and variable annuity sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1980-01-21 |
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