David Lynn Shrom

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-11-03

PA RA
APPROVED

Since 2023-11-03

Branch Locations

Lewisburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Mifflinburg	PA	03/1994	11/2023
Osaic Wealth, Inc.	Lewisburg	PA	11/2023	Present

03/1994 → 11/2023

Fsc Securities Corporation

Mifflinburg, PA
11/2023 → Present

Osaic Wealth, Inc.

Lewisburg, PA

Previous Registrations

2007-08-20 → 2023-11-03

Fsc Securities Corporation

Lewisburg, PA

Other Businesses

1) DBA: SHROM ASSOCIATES; 2) SHROM ASSOCIATES OR DAVID L SHROM POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/04/1992 ADDRESS: 802 Hillcrest Lane, Lewisburg PA 17837, United States DESCRIPTION: life insurance sales and variable annuity sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-01
S63	Uniform Securities Agent State Law Examination	1980-01-21

S65 Uniform Investment Adviser Law Examination

1998-06-01
S63 Uniform Securities Agent State Law Examination

1980-01-21

Other Names

Dave Shrom

View on SEC IAPD