Jeffrey Carl Rubin

Current Employers

Employment History

• 06/2016 → Present
  Lpl Financial Llc
  Boca Raton, FL
• 06/2016 → Present
  Gaines Financial Group
  Boca Raton, FL

Previous Registrations

• 2016-07-15 → 2022-04-27
  Gaines Financial Group
  Boca Raton, FL
• 2003-07-01 → 2016-07-05
  Wells Fargo Clearing Services, Llc
  Danbury, CT
  Danbury, CT
  Danbury, CT
• 1994-06-23 → 2003-07-01
  Prudential Equity Group, Llc
  Danbury, CT

Other Businesses

1. 04/12/2022 - Great Valley Advisor Group, Inc. - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/04/2022 - 120 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 2. 12/05/2022 - JEFFRUB WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/28/2022 - 40 Hours Per Month/40 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-06
• S63 Uniform Securities Agent State Law Examination
  1983-09-13

Other Names

• Jeff Rubin