Guy Philip Jones

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-02-03

TX RA
APPROVED

Since 2015-02-03

Branch Locations

Willis, TX • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guy P. Jones & Associates	Houston	TX	08/1999	Present
Advisory Services Network, Llc	Atlanta	GA	02/2015	Present

08/1999 → Present

Guy P. Jones & Associates

Houston, TX
02/2015 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2013-08-09 → 2015-09-01

Horter Investment Management, Llc

The Woodlands, TX
2008-06-19 → 2014-12-31

Surety Wealth Management

Houston, TX

Cazenovia, NY

Southlake, TX
2006-05-01 → 2008-07-15

Cambridge Investment Research Advisors, Inc.

Houston, TX

Cazenovia, NY
1998-11-09 → 2006-05-10

Tower Square Securities, Inc.

Houston, TX

Other Businesses

GUY P. JONES AND ASSOCIATES: 21 STONE CREEK PLACE THE WOODLANDS, TX 77382,SELL INSURANCE PRODUCTS, FIXED/FIXED INDEX ANNUITIES & LIFE INSURANCE. DEVOTE 80% OF TRADING HOURS TO INSURANCE. INVESTMENT RELATED ACTIVITY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-11-23

S63 Uniform Securities Agent State Law Examination

1988-11-23

Designations

Certified Financial Planner

View on SEC IAPD