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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-22 |
| SC | RA | APPROVED | 2018-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 11/2016 | 02/2018 |
| Raymond James & Associates, Inc. | Greenville | SC | 02/2018 | Present |
1)Name of Business : Arcpoint Labs Address: Greenville, SC Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 05/01/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: None Just a minority investor Less than 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-09 |
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