Best Investors Account Sign in
Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-04-05
NC RA APPROVED 2022-04-03
  • LA RA
    APPROVED
    Since 2022-04-05
  • NC RA
    APPROVED
    Since 2022-04-03

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

253 Executive Park Blvd Suite 1, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 03/2022
Blue Rock Wealth Management Winston-Salem NC 02/2009 03/2022
Lpl Financial, Llc Charlotte NC 03/2022 06/2025
Wealth Enhancement Advisory Services Winston-Salem NC 03/2022 Present
Wealth Enhancement Group Winston-Salem NC 03/2022 Present
Wealth Enhancement Brokerage Services Winston-Salem NC 03/2022 Present
  • 01/2013 → 03/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2009 → 03/2022
    Blue Rock Wealth Management
    Winston-Salem, NC
  • 03/2022 → 06/2025
    Lpl Financial, Llc
    Charlotte, NC
  • 03/2022 → Present
    Wealth Enhancement Advisory Services
    Winston-Salem, NC
  • 03/2022 → Present
    Wealth Enhancement Group
    Winston-Salem, NC
  • 03/2022 → Present
    Wealth Enhancement Brokerage Services
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-09-25
  • S63 Uniform Securities Agent State Law Examination
    1981-09-25

View on SEC IAPD

More in Plymouth, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor