Timothy John O'MAlley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 04/2021
  Voya Financial Advisors
  Peabody, MA
• 04/2021 → Present
  Lpl Financial, Llc
  Peabody, MA

Previous Registrations

• 2015-11-18 → 2021-05-03
  Voya Financial Advisors, Inc.
  Peabody, MA
  Danvers, MA
• 2005-01-12 → 2015-11-11
  Investors Capital Corp.
  Lynnfield, MA
  Danvers, MA
  Peabody, MA
  Peabody, MA
• 2003-09-27 → 2004-12-31
  Eastern Point Advisors Inc.
  Lynn, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-18
• S63 Uniform Securities Agent State Law Examination
  1981-06-23

Designations

• Chartered Financial Consultant

Other Names

• Timothy John Omalley
• Timothy John Omalley