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Lisa M Galiardo

Morgan Stanley

Melville, NY

Hauppauge, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-17
NY RA APPROVED 2025-04-25
  • TX RA
    APPROVED_RES
    Since 2025-05-17
  • NY RA
    APPROVED
    Since 2025-04-25

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 01/2012 04/2025
Morgan Stanley Smith Barney Llc Melville NY 04/2025 Present
Previous Registrations
  • 2021-10-26 → 2025-05-08
    Ubs Financial Services Inc.
    Melville, NY
    Patchogue, NY
  • 2009-06-01 → 2012-02-06
    Morgan Stanley
    Melville, NY
    Hauppauge, NY
    Hauppauge, NY
  • 2007-12-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Melville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-14
S63 Uniform Securities Agent State Law Examination 1997-11-28
  • S65 Uniform Investment Adviser Law Examination
    1998-01-14
  • S63 Uniform Securities Agent State Law Examination
    1997-11-28
Other Names
  • Margaret Lisa Mangiapane
  • Margaret Galiardo
  • Margaret Lisa Galiardo
  • Margaret Lisa Mangiapane
  • Margaret Lisa Mangiappane
  • Lisa Margaret Galiardo

View on SEC IAPD

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