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Brandon A Dorsey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Miami, FL

Fort Lauderdale, FL

Palm Beach, FL

CRD 5178670

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-08
FL RA APPROVED 2015-07-14
  • CA RA
    APPROVED
    Since 2024-04-08
  • FL RA
    APPROVED
    Since 2015-07-14

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

701 Brickell Ave, Miami, FL 33131 • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

132 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Miami FL 10/2014 Present
Bank Of America, Na Miami FL 10/2014 Present
  • 10/2014 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Miami, FL
  • 10/2014 → Present
    Bank Of America, Na
    Miami, FL
Previous Registrations
  • 2009-02-10 → 2011-05-20
    Linden Asset Management Inc
    Boca Raton, FL
  • 2006-12-20 → 2007-07-30
    Northstar Capital Management Inc
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-01
S65 Uniform Investment Adviser Law Examination 2006-10-23
  • S66 Uniform Combined State Law Examination
    2015-06-01
  • S65 Uniform Investment Adviser Law Examination
    2006-10-23
Other Names
  • Brandon Alexander Dorsey
  • Brandon Alexander Dorsey

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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