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Brandon A Dorsey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Miami, FL

Fort Lauderdale, FL

Palm Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-08
FL RA APPROVED 2015-07-14
  • CA RA
    APPROVED
    Since 2024-04-08
  • FL RA
    APPROVED
    Since 2015-07-14

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

701 Brickell Ave, Miami, FL 33131 • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

132 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Miami FL 10/2014 Present
Bank Of America, Na Miami FL 10/2014 Present
  • 10/2014 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Miami, FL
  • 10/2014 → Present
    Bank Of America, Na
    Miami, FL
Previous Registrations
  • 2009-02-10 → 2011-05-20
    Linden Asset Management Inc
    Boca Raton, FL
  • 2006-12-20 → 2007-07-30
    Northstar Capital Management Inc
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-01
S65 Uniform Investment Adviser Law Examination 2006-10-23
  • S66 Uniform Combined State Law Examination
    2015-06-01
  • S65 Uniform Investment Adviser Law Examination
    2006-10-23
Other Names
  • Brandon Alexander Dorsey
  • Brandon Alexander Dorsey

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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