Grafton Paul Newman

Employer firm

Silver Oak Securities, Incorporated CRD 46947

$2.45B regulatory AUM 42 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-12-14
TX	RA	APPROVED	2022-06-15
TN	RA	APPROVED	2011-01-19

FL RA
APPROVED

Since 2022-12-14
TX RA
APPROVED

Since 2022-06-15
TN RA
APPROVED

Since 2011-01-19

Branch Locations

Santa Rosa Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
A L Gray Agency	Memphis	TN	02/1985	Present
Self Employed - Independent Broker	Germantown	TN	02/1985	Present
Guardian Life Insurance Company	New York	NY	06/1985	Present
Self Employed - Insurance/Inv.	Memphis	TN	01/1988	Present
William E. Hopkins & Associates, Inc.	Jackson	TN	10/2006	Present

02/1985 → Present

A L Gray Agency

Memphis, TN
02/1985 → Present

Self Employed - Independent Broker

Germantown, TN
06/1985 → Present

Guardian Life Insurance Company

New York, NY
01/1988 → Present

Self Employed - Insurance/Inv.

Memphis, TN
10/2006 → Present

William E. Hopkins & Associates, Inc.

Jackson, TN

Other Businesses

LIFE INSURANCE - DBA ASSET PLANNING SERVICES. STARTED 09/25/2003 80 HOURS PER MONTH. NOT SECURITIES RELATED. INSURANCE - EQUITY AND FIXED ANNUITIES & LIFE INSURANCE AND LONG TERM CARE. 80 HOURS PER MONTH, LIFE INSURANCE & FIXED ANNUITIES ARE OFFERED TO CLIENTS, address is 7794 Kings College Avenue #465, Germantown, TN 38138.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-07-01

S63 Uniform Securities Agent State Law Examination

1987-07-01

Designations

Chartered Financial Consultant

Other Names

Grafton Paul Newman

View on SEC IAPD