Robert Paul Lockwood

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Lockwood Financial
  Bradley, IL
• 08/2009 → 11/2023
  Fsc Securities Corporation
  Bradley, IL
• 11/2023 → Present
  Osaic Wealth, Inc.
  Bradley, IL

Previous Registrations

• 2009-09-18 → 2023-11-03
  Fsc Securities Corporation
  Bradley, IL
  Oak Brook, IL
• 2003-08-12 → 2008-12-31
  Waterstone Financial Group, Inc.
  Bradley, IL
  Bradley, IL
• 1998-08-11 → 2003-09-03
  Re-Direct Securities Corp
  Bradley, IL

Other Businesses

1) LOCKWOOD FINANCIAL ADVISORY SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1994 ADDRESS: 645 Evergreen Ln, Bradley IL 60915, United States DESCRIPTION: insurance consulting and sales of fixed products, life, fixed annuities, long term care, disability insurance, etc. 2) PATHWAYS FINANCIAL GROUP POSITION: other-participant NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2020 ADDRESS: 645 Evergreen Ln, Bradley IL 60915, United States DESCRIPTION: none

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-23
• S63 Uniform Securities Agent State Law Examination
  1983-04-20

Other Names

• Bob Lockwood