Edwin Alan Toth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → 03/2024
  Osaic Wealth, Inc.
  Cheshire, CT
• 03/2024 → Present
  Lpl Financial Llc
  Cheshire, CT

Previous Registrations

• 2023-09-01 → 2024-03-13
  Osaic Wealth, Inc.
  Cheshire, CT
• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Cheshire, CT
• 2005-08-26 → 2005-10-31
  Sunamerica Securities, Inc.
  Cheshire, CT
• 2003-05-16 → 2005-08-15
  Citigroup Global Markets Inc.
  Hartford, CT
• 1993-03-24 → 2003-06-30
  Ubs Financial Services Inc.
  Middlebury, CT

Other Businesses

1) 01/23/2024 - Integrity Financial Service - Non-Variable Insurance - Selling: non-variable whole life & term life insurance, fixed annuities, Highland Capital - CT 06410 - Investment related - Start date: 01/01/2015.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-04
• S63 Uniform Securities Agent State Law Examination
  1982-05-12

Designations

• Certified Financial Planner