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10900 Ne 4Th Street Suite 2300, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-01-24 |
| TX | RA | APPROVED_RES | 2014-01-22 |
Branch Locations
10900 Ne 4Th Street Suite 2300, Bellevue, WA 98004 • United States
Hunts Point, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Planning Llc | Bellevue | WA | 01/2014 | Present |
(1) INSURANCE SERVICES -- INVESTMENT RELATED=YES -- LIFE & ANNUITY INSURANCE -- AGENT SINCE 1983 -- 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS -- DUTIES: EXPLAINING INSURANCE STRATEGIES, TAKING APPLICATIONS AND DELIVERING POLICIES. (2) SINCE 10/2022, OWNER OF RENTAL HOUSE LOCATED IN PARADISE VALLEY, AZ. NOT INVESTMENT-RELATED. LESS THAN 1 HOUR PER MONTH IS DEVOTED TO THIS ENTITY; NONE OF THE TIME DURING SECURITY TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-04 |
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