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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2016-09-14 |
| TX | RA | APPROVED_RES | 2010-03-15 |
| MD | RA | APPROVED | 2009-10-05 |
Branch Locations
4800 Montgomery Ln Ste 250, Bethesda, MD 20814 • United States
Silver Spring, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockville | MD | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Bethesda | MD | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Bethesda | MD | 03/2020 | Present |
Board of Directors; Atlantic Mist II Condominium Association Inc; Treasurer; 204 143rd St, , Ocean City, MD, 21842; Not Investment-Related; 07/01/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-16 |
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