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Thomas Warren Darilek

D.A. Davidson & Co.

Austin, TX

Austin, TX

CRD 735601

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-25
  • TX RA
    APPROVED
    Since 2021-10-25

Branch Locations

Austin, TX • United States

3600 N Capital Of Texas Hwy, Bldg B Suite 330, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southwest Securities Inc Austin TX 04/2013 10/2021
D.A. Davidson & Co. Austin TX 10/2021 Present
  • 04/2013 → 10/2021
    Southwest Securities Inc
    Austin, TX
  • 10/2021 → Present
    D.A. Davidson & Co.
    Austin, TX
Previous Registrations
Other Businesses

OIL & GAS PROPERTY LEASE - OWN PROPERTY AND LEASE OUT FOR OIL & GAS ROYALTIES AND MINERAL INTEREST. HOUSTON, TX - NO CONFLICTS OF INTEREST.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-21
  • S63 Uniform Securities Agent State Law Examination
    1983-04-21
Other Names
  • Doc Darilek
  • T. Warren Darilek

View on SEC IAPD

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