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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-01-23 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
805 S Mchenry Avenue, Suite I, Crystal Lake, IL 60014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Capital Brokerage | Raleigh | NC | 04/2010 | 12/2021 |
| Investacorp Inc | Miami | FL | 02/2016 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 02/2016 | 07/2020 |
| Securities America, Inc. | Charlotte | NC | 07/2020 | 01/2023 |
| Securities America Advisors, Inc. | Charlotte | NC | 07/2020 | 01/2023 |
| Fsg | Crystal Lake | IL | 01/2022 | Present |
| The Leaders Group Inc | Littleton | CO | 01/2023 | Present |
1.) FSG - 1/1/2022 - 805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014 - Wholesaler, Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 1/10/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-26 |
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