Best Investors Account Sign in
Claim This Profile
Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-23
  • IL RA
    APPROVED
    Since 2023-01-23

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

805 S Mchenry Avenue, Suite I, Crystal Lake, IL 60014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Brokerage Raleigh NC 04/2010 12/2021
Investacorp Inc Miami FL 02/2016 07/2020
Investacorp Advisory Services Miami FL 02/2016 07/2020
Securities America, Inc. Charlotte NC 07/2020 01/2023
Securities America Advisors, Inc. Charlotte NC 07/2020 01/2023
Fsg Crystal Lake IL 01/2022 Present
The Leaders Group Inc Littleton CO 01/2023 Present
  • 04/2010 → 12/2021
    Highland Capital Brokerage
    Raleigh, NC
  • 02/2016 → 07/2020
    Investacorp Inc
    Miami, FL
  • 02/2016 → 07/2020
    Investacorp Advisory Services
    Miami, FL
  • 07/2020 → 01/2023
    Securities America, Inc.
    Charlotte, NC
  • 07/2020 → 01/2023
    Securities America Advisors, Inc.
    Charlotte, NC
  • 01/2022 → Present
    Fsg
    Crystal Lake, IL
  • 01/2023 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
  • 2020-07-17 → 2022-12-31
    Securities America Advisors, Inc.
    Charlotte, NC
  • 2016-02-19 → 2020-07-17
    Investacorp Advisory Services Inc
    Charlotte, NC
  • 2010-05-10 → 2015-12-31
    Kestra Investment Services, Llc
    Charlotte, NC
    Raleigh, NC
    Charlotte, NC
  • 2006-08-02 → 2009-07-02
    Truist Investment Services, Inc.
    Cary, NC
    Chapel Hill, NC
Other Businesses

1.) FSG - 1/1/2022 - 805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014 - Wholesaler, Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 1/10/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-28
S63 Uniform Securities Agent State Law Examination 1985-06-26
  • S65 Uniform Investment Adviser Law Examination
    2006-07-28
  • S63 Uniform Securities Agent State Law Examination
    1985-06-26
Other Names
  • John Constantin Rousos

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Summit, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor