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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| NJ | RA | APPROVED | 2009-10-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Parsippany, NJ • United States
Delray Beach, FL • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 10/2009 | Present |
| City National Bank | Florham Park | NJ | 12/2017 | Present |
CYSTIC FIBROSIS FOUNDATION- NEW JERSEY; ADDRESS: 6931 ARLINGTON ROAD STE 200 BETHESDA, MD 20814; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: VOLUNTEERING, EVENT FUND RAISING, RECRUITING NEW VOLUNTEERS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-19 |
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