James Douglas Morton

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Raymond James Financial Services, Inc.
  Geneva, IL
• 02/2013 → Present
  Raymond James Financial Services Advisors Inc.
  Geneva, IL
• 10/2012 → Present
  Morton Private Wealth Strategies Inc.
  Geneva, IL

Other Businesses

(1)Name of Business: Associates of Clifton Park Address: 427 N Kirk Rd Ste 101, Geneva, IL, 60134-1605, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/08/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Writing a Medicare Supplement application (2)Name of Business: Morton Private Wealth Strategies, Inc. Address: 427 N Kirk Rd, Suite 101, Geneva, IL, 60134, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All financial aspects (3)Name of Business: Morton Properties, LLC Address: 427 N Kirk Rd, Geneva, IL, 60134, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/20/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Operate LLC to rent building to our DBA, Morton Private Wealth Strategies, Inc. (4)Name of Business: Morton, Campbell, & Shannon, LLC Address: 427 N Kirk Rd Ste 101, Geneva, IL, 60134-1605, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA set up as a part of succession plan

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-09-03

Designations

• Chartered Financial Consultant