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Timothy Ray Rodgers

Nova R Wealth, Inc.

Overland Park, KS

CRD 735129

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Employer firm

Nova R Wealth, Inc. CRD 169574

$453M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Nova R Wealth, Inc.

9990 College Blvd., Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-06
KS RA APPROVED 2014-08-04
  • TX RA
    APPROVED_RES
    Since 2014-08-06
  • KS RA
    APPROVED
    Since 2014-08-04

Branch Locations

9990 College Blvd., Overland Park, KS 66210 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nova R Wealth, Inc. Overland Park KS 08/2014 Present
Previous Registrations
  • 2008-01-01 → 2014-08-12
    Overland Park, KS
    Overland Park, KS
  • 1998-03-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Overland Park, KS
    Overland Park, KS
    St. Louis, MO
Other Businesses

1.EJM Industries. Private Entity. 26430 Spring Valley Rd, Louisburg, KS 66053. 2006-Present. Real estate investment. 2.Fixed Insurance and Annuity Sales. August 2014-Present. Independent Insurance Agent, investment related, 1 hour per month for continuing education. 3. Advent Hospital Shawnee Mission - Vice Chairman & Investment Committee Board Member. 4. Advent Hospital Foundation Shawnee Mission - Director & Investment Committee Board Member. 5. 9990 College Blvd LLC. Private Entity. 26430 Spring Valley Rd, Louisburg, KS 66053. 2019-Present. Real estate investment.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-07-21
  • S63 Uniform Securities Agent State Law Examination
    1981-07-21
Designations
  • Certified Financial Planner
Other Names
  • Tim Rodgers
  • Timothy Rodgers

View on SEC IAPD

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