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Richard Allen Millner

Wells Fargo Clearing Services, LLC

Washington, DC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-24
TX RA APPROVED 2017-04-18
DC RA APPROVED 2003-07-01
  • MD RA
    APPROVED
    Since 2024-06-24
  • TX RA
    APPROVED
    Since 2017-04-18
  • DC RA
    APPROVED
    Since 2003-07-01

Branch Locations

1700 K St Nw Ste 875, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
Previous Registrations
  • 1995-04-17 → 2003-07-01
    Prudential Equity Group, Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-25
S63 Uniform Securities Agent State Law Examination 1981-10-19
  • S65 Uniform Investment Adviser Law Examination
    1992-03-25
  • S63 Uniform Securities Agent State Law Examination
    1981-10-19
Other Names
  • Rick Millner

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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