Alan Charles Hess

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Previous Registrations

• 1996-09-12 → 2003-07-01
  Prudential Equity Group, Llc
  Richmond, VA

Other Businesses

CALDWELL REESE ENTERPRISES LLC, INV RELATED, CHESTER VA, 100% OWNERSHIP BY WHITNEY MARKETING GROUP, START 4/1/1990, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, AUTO AUCTION AND REAL ESTATE. PARTNERS INVESTMENT GROUP, INVESTMENT RELATED, OWNS AUTO AUCTION, CHESTER VA, START 6/15/2011, 0 HOURS PER MONTH 0 DURING TRADING. EXECUTOR FOR MOTHER, INV RELATED, RICHMOND, VA, START 1/1/2009. POA FOR BROTHER, INVESTMENT RELATED, DOVER PA, START 3/31/2009, LESS THAN 1 HOUR PER MONTH, ZERO DURING TRADING. TRUSTEE FOR BROTHER; INVESTMENT RELATED; HERSHEY, PA; START 12/22/2014; 2 HRS PER MONTH; 0 HRS DURING TRADING. VA HOME FOR BOYS AND GIRLS; INV RELATED; HENRICO, VA; TREASURER; START 10/1/2021; 1 HR PER MONTH; 1 HR DURING TRADING; FINANCIAL OVERSIGHT REVIEWING CONTRIBUTIONS, PROGRAM INCOME, ADVISING ON FINANCIAL IMPLICATIONS, AND SIGNING OFF ON DOCUMENTS, RECONCILITATIONS, AND EXPENDITURES. TRUSTEE FOR BROTHER, INV RELATED, HENRICO, VA, START 2/12/2020, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING. WHITENEY MARKETING CORP, INV RELATED, CHESTER, VA, 100% OWNERSHIP WITH SPOUSE, START 4/1/1990, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE HOLDINGS. HENRICO COUNTY VA ELECTORAL BOARD; NOT INV. RELATED; RICHMOND, VA; ELECTION OFFICIAL; START DATE 11/2022; HRS SPENT - 1-2 DAYS PER YEAR ON ELECTION DAY.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, HENRICO, VT, START: 12/07/2023, LESS THAN 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING. | POWER OF ATTORNEY FOR BROTHER; INV RELATED; DAUPHIN, PA; POA; 03/2025; 2 HOURS PER MONTH; 0 DURING TRADING HOURS; POA FOR BROTHER

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-18
• S63 Uniform Securities Agent State Law Examination
  1996-03-11