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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-01-11 |
| FL | RA | APPROVED | 1987-04-03 |
Branch Locations
15715 S Dixie Hwy Ste 413, Miami, FL 33157-1884 • United States
Cape Coral, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miami | FL | 09/1981 | 03/2020 |
| Ameriprise Financial Services, Llc | Miami | FL | 03/2020 | Present |
Business Ownership; Carroll T. Clark Inc; ; Sub-S Corporation used to pay employees; 15715 S. Dixie HighwaySuite 413Miami Florida 33157, ,; Not Investment-Related; 11/15/2010; 0 hours per month; 0 during trading hours / Brosius Clark Philippeaux LLC; Formed LLC with two other advisors we each contribute 1/3 of office rent and overhead to LLC, which then pays out to vendors.; LLC established for the purpose of leasing office for my financial planning practice with two other advisors.; 15715 S Dixie Hwy Suite 413, , Miami, FL, 33157; Not Investment-Related; 03/01/2022; 0 hours per month; 0 during trading hours. Other Business Activities; Notary; Notarize Signed Documents; 15715 S Dixie Hwy Unit 413 Miami, FL, 33157, ,; ; 06/07/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-02 |
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