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Steven Scott Ross

Rbc Capital Markets, LLC

Chevy Chase, MD

Bethesda, MD

CRD 734513

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-02-23
TX RA APPROVED 2010-02-02
DC RA APPROVED 2009-03-13
  • MD RA
    APPROVED
    Since 2015-02-23
  • TX RA
    APPROVED
    Since 2010-02-02
  • DC RA
    APPROVED
    Since 2009-03-13

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chevy Chase MD 03/2009 Present
City National Bank Chevy Chase MD 05/2017 Present
Previous Registrations
  • 1990-10-25 → 2009-03-13
    Ferris, Baker Watts, Llc
    Washington, DC
    Nw Suite 700 Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-03
S63 Uniform Securities Agent State Law Examination 1981-07-24
  • S65 Uniform Investment Adviser Law Examination
    1993-06-03
  • S63 Uniform Securities Agent State Law Examination
    1981-07-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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