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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-18 |
| NY | RA | APPROVED | 2021-08-13 |
| FL | RA | APPROVED | 2021-05-17 |
| TX | RA | APPROVED_RES | 2021-05-15 |
Branch Locations
1230 Avenue Of The Americas, New York, NY 10020 • United States
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 11/2011 | 05/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
Entity Name: Gleneagle Capital (Holdings) Investment related: Y Address: darien, ct 06820 Nature of the other business: Personal or Family Planing Position/Title/Relationship: Owner/Partner Start Date: 06/01/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a llc created for asset protection and financial planning. NO business is conducted.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-06 |
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