Nathan C. Brown

Current Employers

Employment History

• 06/2006 → Present
  Trilogy Financial Services
  Corona, CA
• 06/2006 → 12/2017
  National Planning Corporation
  Corona, CA
• 11/2015 → Present
  Trilogy Capital, Inc.
  Corona, CA
• 11/2017 → Present
  Lpl Financial Llc
  Corona, CA

Previous Registrations

• 2009-01-02 → 2017-11-29
  National Planning Corporation
  Corona, CA

Other Businesses

1. 11/29/2017 - Trilogy Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Senior Partner - Start Date 07/10/2006 - 10 Hours Per Month / 10 Hours During Trading. 2. 02/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 12/1/2015 - 120 Hours Per Month/15 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/7/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/30/2006 - 10 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-19
• S63 Uniform Securities Agent State Law Examination
  2006-08-03